Call Today 888.301.6004
Defending White Collar Charges Contact Our Firm if You've Been Charged with Securities Fraud.

Lexington Securities Fraud Lawyers

When there are suspicions of illegal trading or investment activities the Securities and Exchange Commission (SEC) can conduct an investigation. They may perform an audit of both the suspicious transactions, and also other business and personal transactions. Investigations may be commenced based on a single report, or based on prolonged patters of trading behavior.

Before speaking with any investigators from any regulatory compliance or law enforcement agency contact the securities fraud lawyers at the Law Office of James R. Snell, Jr., LLC. You can schedule a confidential consultation to discuss any investigation or charges brought against you.

Our lawyers can assist you in defense of allegations including:

  • Churning
  • Embezzlement of Account Funds
  • Forgery of Account Documents
  • Insider Trading
  • Outsider Trading
  • Pump and Dump
  • Trading Unregistered Securities

In order to obtain a criminal conviction against a stockbroker, financial advisor, or other professional, the government must prove that specific securities laws were violated or that other actions taken were against the fiduciary duty owed to an investor. We must analyze the accusations brought against our client based on the current conditions existing in the marketplace at that time. What initially may look suspicious to an investigator might actually be a lawful exercise of investment discretion.

Resolving a Securities Fraud Case

There are many ways that a case or investigation against you may be concluded favorably. Not all investigations result in formal charges being brought. When they are, the charges can be reduced. Even if there is substantial evidence against you there may still be strategies available, such as a plea to a lower to reduce any sentence that the court might impose and to avoid a trial.

Consult with Columbia White Collar Attorneys

If you are under investigation for securities fraud, consult with the criminal defense attorneys at the Law Office of James R. Snell, Jr., LLC. We offer confidential initial consultations, and can help you ensure that your rights are protected and maintained.

Former Client Experiences

  • “I tell everyone who needs a lawyer to call James Snell.”

    Former Client

  • “I would first like to thank you for accepting my case! I also want to thank you for the friendly help and support that you and your time provided. The service exceeded my expectations… I am relieved to have my case to be over and I appreciate the measures ”

    Former Client

  • “Thanks to you and your staff, a heavy burden has been lifted off my shoulders, and I can't thank you enough.”

    Former Client

  • “When we went to court, it went just like he said that it would, and now I do not have a CDV on my record.”

    Former Client

  • “You absolutely exceeded every possible expectation I had. I'm simply amazed at how quickly you got results for me. I am beyond happy that I hired you.”

    Former Client

  • Super Lawyers
  • Lawyer.com Premium Rating
  • 10.0 Superb Avvo Rating - Top Attorney Criminal Defense
  • Better Business Bureau - Accredited Business
  • National Association of Criminal Defense Lawyers
  • South Carolina Association of Criminal Defense Lawyers
  • Top 100 Trial Lawyers - The National Trial Lawyers
  • 10.0 Superb Avvo Rating - Top Attorney DUI

Stay Updated

  • How Long Can Police Investigate You?

    How long can police investigate you? Police investigations can feel like they take a longtime. You might learn about an investigation when a police ...

    View More
  • Superbowl Sunday to DUI Monday

    Lots of people go to Superbowl parties or choose to watch the game at area bars. Kick is at 6:30 P.M. The game probably ends by about 10:30 P.M. or ...

    View More
  • Defending a Sleep Driving DUI

    It sounds like a nightmare. You go to bed, and the next thing you know you are in the back of a police car after being arrested for DUI. You’re still ...

    View More

Get Started Today

We're Available to Schedule Immediate, Same-Day Consultations
  • Please enter your name.
  • This isn't a valid phone number.
  • Please enter your email address.
    This isn't a valid email address.
  • Please make a selection.
  • Please enter a message.